Bí-kok chèng-koàn kau-e̍k uí-oân-hōe

Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē
(U.S. Securities and Exchange Commission)
	Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē ê ìn-tsiong
	Teh Washington, D.C. Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē ê tsóng-pōo
Agency overview
Formed	1934 nî 6 goe̍h 6 ji̍t; 90 nî í-chêng
Jurisdiction	Bí-kok lên-pang tsìng-hú
Headquarters	Bí-kok Washington, D.C.
Employees	4,301 (2015)
Agency executive	Gary Gensler [en], Tsu-sik;
Website	www.sec.gov

Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē (ing-gú: U.S. Securities and Exchange Commission (SEC)) sī tsit-ê bí-kok tsìng-hú to̍k-li̍p ki-kòo [en], SEC sîng-li̍p teh 1929 Wall Street kóo-phiò pang-puâñ [en] liáu-āu.^[2]^[3]^[4] SEC ê tsú-iàu bo̍k-tik [en] sī beh tsip-hîng tá-kik kóo-phiò tshī-tiûnn [en] ê tshī-tiûñ tshuā-tshau [en].^[5]^[6]^:2

Tû-liáu tshòng-kèn i-ê 1934 tsìng-kuàn kau-i̍k huat [en] tsi-guā, SEC koh tsip-hîng 1934 tsìng-kuàn huat [en], 1939 sìn-thok khè-iok huat [en], 1940 tâu-tsu kong-si huat [en], 1940 tâu-tsu kòo-būn huat [en], Sarbanes–Oxley huat [en] hām kî-thañ huat-kui. SEC sī-iû 1934-nî tsìng-kuàn kau-i̍k-huat tē-4 tiâu (tsit-má pèn-uî 15 U.S.C. § 78d, thong-siông kiò-tsò Kau-i̍k huat hi̍k-tsiá 1934-nî huat-àn) lâi tshòng-kèn.^[7]

Li̍k-sú

Li̍k-kài tsú-si̍k le̍t-tuañ

Tia̍t-sū	Siòng-phìñ	Señ-miâ	khû-khiā-tē	Jīm-kî			Jīm-bīng
Tia̍t-sū	Siòng-phìñ	Señ-miâ	khû-khiā-tē	Jīm-kî khai-sí	Jīm-kî ket-sok	Tsāi-uī kî-kan	Jīm-bīng
1		Joseph P. Kennedy Sr.	Massachusetts	1934 la̍k-gue̍h 20	1935 káu-gue̍h 23	7002450000000000000♠1 hoè ，85 kang	Roosevelt
2		James M. Landis	Massachusetts	1935 káu-gue̍h 23	1937 káu-gue̍h 15	7002723000000000000♠1 hoè ，357 kang	Roosevelt
3		William O. Douglas	Minnesota	1937 peh-gue̍h 17	1939 sì-gue̍h 15	7002606000000000000♠1 hoè ，241 kang	Roosevelt
4		Jerome Frank	Illinois	1939 gōo-gue̍h 18	1941 sì-gue̍h 9	7002692000000000000♠1 hoè ，326 kang	Roosevelt
5		Edward C. Eicher	Iowa	1941 sì-gue̍h 9	1942 it-gue̍h 20	7002286000000000000♠286 kang	Roosevelt
6		Ganson Purcell		1942 it-gue̍h 20	1946 la̍k-gue̍h 30	7003162200000000000♠4 hoè ，161 kang	Roosevelt
7		James J. Caffrey		1946 tshit-gue̍h 23	1947 tsa̍pjī-gue̍h 31	7002526000000000000♠1 hoè ，161 kang	Truman
8		Edmond M. Hanrahan	New York	1948 gōo-gue̍h 18	1949 tsa̍p-it-gue̍h 3	7002534000000000000♠1 hoè ，169 kang	Truman
9		Harry A. McDonald		1949 tsa̍pit-gue̍h 4	1952 jī-gue̍h 25	7002843000000000000♠2 hoè ，113 kang	Truman
10		Donald C. Cook	Michigan	1952 jī-gue̍h 26	1953 la̍k-gue̍h 17	7002477000000000000♠1 hoè ，111 kang	Truman
11		Ralph H. Demmler	Pennsylvania	1953 la̍k-gue̍h 27	1955 gōo-gue̍h 25	7002697000000000000♠1 hoè ，332 kang	Eisenhower
12		J. Sinclair Armstrong	New York	1955 gōo-gue̍h 25	1957 la̍k-gue̍h 27	7002764000000000000♠2 hoè ，33 kang	Eisenhower
13		Edward N. Gadsby	Massachusetts	1957 peh-gue̍h 20	1961 sann-gue̍h 26	7003131400000000000♠3 hoè ，218 kang	Eisenhower
14		William L. Cary		1961 sann-gue̍h 27	1964 peh-gue̍h 20	7003124200000000000♠3 hoè ，146 kang	Kennedy
15		Manuel F. Cohen		1964 peh-gue̍h 20	1969 jī-gue̍h 22	7003164700000000000♠4 hoè ，186 kang	Johnson
16		Hamer H. Budge	Idaho	1969 jī-gue̍h 22	1971 it-gue̍h 2	7002679000000000000♠1 hoè ，314 kang	Nixon
17		William J. Casey	New York	1971 sì-gue̍h 14	1973 jī-gue̍h 2	7002660000000000000♠1 hoè ，294 kang	Nixon
18		G. Bradford Cook	Nebraska	1973 sann-gue̍h 3	1973 gōo-gue̍h 16	7001740000000000000♠74 kang	Nixon
19		Ray Garrett Jr.	Illinois	1973 peh-gue̍h 6	1975 tsa̍p-gue̍h 28	7002813000000000000♠2 hoè ，83 kang	Nixon
20		Roderick M. Hills	California	1975 tsa̍p-gue̍h 28	1977 sì-gue̍h 10	7002530000000000000♠1 hoè ，164 kang	Ford
21		Harold M. Williams	California	1977 sì-gue̍h 18	1981 sann-gue̍h 1	7003141300000000000♠3 hoè ，317 kang	Carter
22		John S.R. Shad		1981 gōo-gue̍h 6	1987 la̍k-gue̍h 18	7003223400000000000♠6 hoè ，43 kang	Reagan
23		David Sturtevant Ruder	Illinois	1987 peh-gue̍h 7	1989 káu-gue̍h 30	7002785000000000000♠2 hoè ，54 kang	Reagan
24		Richard C. Breeden	New York	1989 tsa̍p-gue̍h 11	1993 gōo-gue̍h 7	7003130400000000000♠3 hoè ，208 kang	Bush Sr.
25		Arthur Levitt	New York	1993 tshit-gue̍h 27	9, 2001 jī-gue̍h 9	7003278400000000000♠7 hoè ，227 kang	Clinton
26	Harvey Pitt	Harvey Pitt	New York	2001 peh-gue̍h 3	2003 2gueh 18	7002564000000000000♠1 hoè ，199 kang	Bush Jr.
27		William H. Donaldson	New York	2003 jī-gue̍h 18	2005 la̍k-gue̍h 30	7002863000000000000♠2 hoè ，132 kang	Bush Jr.
28		Christopher Cox	California	2005 peh-gue̍h 3	2009 it-gue̍h 20	7003126600000000000♠3 hoè ，170 kang	Bush Jr.
29		Mary Schapiro	New York	2009 it-gue̍h 27	2012 tsa̍pjī-gue̍h 14	7003141700000000000♠3 hoè ，322 kang	Obama
30		Elisse B. Walter	New York	2012 tsa̍pjī-gue̍h 14	2013 sì-gue̍h 10	7002117000000000000♠117 kang	Obama
31		Mary Jo White	New York	2013 sì-gue̍h 10	2017 it-gue̍h 20	7003138100000000000♠3 hoè ，285 kang	Obama
32		Jay Clayton	Pennsylvania	2017 gōo-gue̍h 4	2020 tsa̍pjī-gue̍h 23	7003132900000000000♠3 hoè ，233 kang	Trump
33		Gary Gensler	Maryland	2021 sì-gue̍h 17	Incumbent	7003129800000000000♠3 hoè ，202 kang	Biden

Tsoo-tsit kà-kòo

Bí-kok tsìng-kuàn kau-i̍k uí-uân-huē iû 5-miâ uí-guân sóo tsoo-sîng--ê, jīm-hô tan-it tsìng-tóng tsiàm-iú ê si̍k-tshù bē-sái tsē-kuè 3-si̍k. Tsit-má ê tsú-si̍k sī-iû bí-kok tsìng-hú kuañ-uân hām tsiân tâu-tsu gîn-hâng-ka Gary Gensler [en] tam-jīm. Kî-thañ uí-guân si-iû nn̄g-uī kiōng-hô-tóng jîn hām nn̄g-uī bîn-tsú-tóng jîn lâi tam-jīm.

Tsù-kái

↑ FY 2017 Congressional Budget Justification (PDF). U.S. Securities and Exchange Commission. 2016. p. 14.
↑ Van Loo, Rory (2018-08-01). "Regulatory Monitors: Policing Firms in the Compliance Era". Faculty Scholarship.
↑ "History Associates Details the Evolution of Securities Market Structure in New Online Exhibit". History Associates. 28 April 2019 khòaⁿ--ê.
↑ Organization of the SEC U.S. Securities and Exchange Commission
↑ SEC (June 10, 2013). "What We Do". SEC.gov. U.S. Securities and Exchange Commission. 2017-03-24 khòaⁿ--ê.
↑ Hirst, Scott (2018-07-01). "The Case for Investor Ordering". The Harvard Law School Program on Corporate Governance Discussion Paper. No. 2017-13.
↑ "Securities and Exchange Commission (SEC) - Overview, History & Setup". Corporate Finance Institute (ēng Eng-gí). 2021-04-16 khòaⁿ--ê.

Tsham-ua̍t

Bí-kok hoat-tián tē-15 phiⁿ [en] (Bí-kok huat-tián tē-15 tsit-phiñ/Title 15 of the United States Code)

Piáu-kik

SEC pī-àn [en] (SEC filing)

Guā-pōo lên-ket

Tī Wikimedia Commons téng ê siong-koan tóng-àn: United States Securities and Exchange Commission

template:SEC [en]

[1] FY 2017 Congressional Budget Justification (PDF). U.S. Securities and Exchange Commission. 2016. p. 14.

[2] Van Loo, Rory (2018-08-01). "Regulatory Monitors: Policing Firms in the Compliance Era". Faculty Scholarship.

[:3-3] "History Associates Details the Evolution of Securities Market Structure in New Online Exhibit". History Associates. 28 April 2019 khòaⁿ--ê.

[divisions-4] Organization of the SEC U.S. Securities and Exchange Commission

[5] SEC (June 10, 2013). "What We Do". SEC.gov. U.S. Securities and Exchange Commission. 2017-03-24 khòaⁿ--ê.

[6] Hirst, Scott (2018-07-01). "The Case for Investor Ordering". The Harvard Law School Program on Corporate Governance Discussion Paper. No. 2017-13.

[7] "Securities and Exchange Commission (SEC) - Overview, History & Setup". Corporate Finance Institute (ēng Eng-gí). 2021-04-16 khòaⁿ--ê.

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